NISM DOCE Exam was launched in Feb 2011.
Persons engaged or employed by a registered depository participant in:
NSDL Depository Operations, BSE Certification in Central Depository Certificates issued till March 2011 are valid till their expiry. From April 2011 the requisite standard is NISM Depository Exam.
NISM Depository Operations Certification Exam is the benchmark exam from April 2011 for persons employed by a registered Depository Participant.
NSDL Depository Operations Exam, BCCD exams are not requisite Benchmark exams from April 2011.
You can attend NISM Depository Operations CPE for 2 days before the expiry of the certificate and can renew the certificate. No need to take up the exam again.
But you have to attend NISM DOCE CPE before the expiry of the certificate. Candidates whose certificate has expired should take up NISM Series VI DOCE Exam again.
Passing Certificate will be issued only to those candidates who have furnished/updated their Income Tax Permanent Account Number (PAN) in their registration details
You can register for NISM DOCE Exam through NISM or NSE or BSE Website.
Yes. We do Provide Study Notes for NISM Depository Operations Exam. The study notes are based on NISM Work book. It covers all the important concepts. It consists of 25 pages. However candidates are advised to go through NISM Work Book.
Registered members can download our study notes from members page. Register now (free)
We offer Model Test demo and premium based on latest syllabus. Register to take Model Test
|NISM DOCE Syllabus||Weightages (Syllabus wise question %)|
|Unit 1: Introduction to Securities Market||5%|
|Unit 2: Introduction to Depository||10%|
|Unit 3: Depository and its business partners||12%|
|Unit 4: Functions of DP - Account Opening||12%|
|Unit 5: Functions of DP - Transmission & Nomination||5%|
|Unit 6: Functions of DP - Dematerialisation||9%|
|Unit 7: Functions of DP - Trading and Settlement||12%|
|Unit 8: Functions of DP - Pledge and Hypothecation||10%|
|Unit 9: Functions of DP - Corporate Action||5%|
|Units 10: Functions of DP - Public Issues||5%|
|Unit 11: Functions of DP - Debt and Government Securities||10%|
|Unit 12: Additional Services – Foreign Portfolio Investor||2%|
|Unit 13: Additional Services – Rajiv Gandhi Equity Saving Schemes||1%|
|Additional Services - Basic Services Demat Account||2%|
|NO. OF QUESTIONS||100 one marks|
|NEGATIVE MARK||25% FOR WRONG ANSWERS|
|CERTIFICATE VALIDITY||3 YEARS|
|EXAM FEES||Rs 1500/-|