NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents - Mutual Fund Certification Examination

Who should take this exam?

  • Persons working in Registrars to an Issue and Share Transfer Agents (R & T agent) organizations involves in the mutual fund R & T function like CAMS, KARVY etc.
  • Students and Professionals

Examination Objectives

  • Know the basics of securities and securities markets
  • Understand broadly the role and functions of the RTAs in the mutual fund issuance and transaction process.
  • Students and Professionals
  • Know the regulatory environment in which the RTAs operate in India.

Assessment Structure

The Examination will consist of 100 questions of 1 mark each adding to 100 marks. The examination should be completed in 2 hours. There shall be negative marking of 25% of the marks assigned to a question. The passing score for the examination will be 50 marks.

Test Details

Name of Module: NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents – Mutual Fund Certification Examination

Name of Module: NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents – Mutual Fund Certification Examination

Fees (Rs.) Test Duration (in minutes) No. of Questions Maximum Marks Pass Marks (%) Certificate # Validity (in years)

1500

120

100

100

50

3

How can I register for NISM-Series-II-B: RTA - Mutual Funds Certification Examination?

National Institute of Securities Markets (NISM) https://certifications.nism.ac.in/nismaol/

After successful registration, candidates may select a test centre, date and time slot of their choice on the website.

Is there a study material available for preparing for this examination?

You will receive a soft copy of the workbook/study material after enrolment for the examination

How can I appear for NISM RTA - MF mock test? Where do I get sample questions for NISM RTA – Mutual Funds Certification Examination?

Click here to Take free mock test

I have passed NISM RTA - Mutual Funds Certification Examination, when will I receive the certificate?

Only the candidates who have produced their Income Tax Permanent Account Number (PAN) during registration would receive the NISM Certificate within two weeks of appearing for the examination. Certificate shall be send to the email id provided at the time of registration. It can also be downloaded from NISM Certification Portal.

I have passed NISM RTA - Mutual Funds Certification Examination and also provided PAN details, however I have not received a certificate. Whom should I contact?

Mail to certifications@nism.ac.in

What is the validity period of the certificate?

The certificate will be valid for 3 years from the date of the examination.

How do I renew my certificate?

To renew your current certificate, you need to appear for NISM CPE for Registrar to an Issue and Share Transfer Agents – Mutual Funds or successfully pass the NISM RTA – Mutual Funds Certification Examination before the expiry of such certificate.