NISM 19A AIF Distributors Certification Exam Notes
Page 43 Of 50
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Data Privacy: Distributors must safeguard proprietary fund information.
Internal Controls: Prevent data breaches via encryption and NDAs.
Confidentiality Policy: Binds employees and third parties to protect data.
Fraud Prevention: Distributors ensure accurate KYC and documentation.
Unfair Practices: Misleading statements or omitting risks are prohibited.
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