NISM 19B AIFD Distributors Certification Exam Notes

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  • Fund Documentation: Distributors maintain updated kits for investors.
  • Marketing Restrictions: Prohibit rebates, gifts, or unethical incentives.
  • Investor Grievances Redressal: Supported by distributors per SEBI norms.
  • Fund Suitability Analysis: Based on risk, return, and investor needs.
  • Distributor Infrastructure: Supports pre- and post-investment processes.

NISM 19B AIFD Distributors

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