NISM 19B AIFD Distributors Certification Exam Notes

Page 44 Of 122

Go to:

  • Fund Documentation: Includes PPM, contribution agreements, and KYC forms.
  • Operational Norms: SEBI guidelines ensure standardized fund operations.
  • Compliance Officer: Mandatory for AIF managers to ensure regulatory adherence.
  • Fund Closure: Involves liquidation or in-specie distribution of assets.
  • Investor Charter: SEBI mandates disclosures for investor protection.

NISM 19B AIFD Distributors

MODELEXAM MODELEXAM®