NISM 19B AIFD Distributors Certification Exam Notes
Page 54 Of 122
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Insider Trading Regulations: Prohibit sharing unpublished price-sensitive information.
Anti-Money Laundering: AIFs comply with PMLA for KYC and reporting.
FEMA Regulations: Govern foreign investments in Category III AIFs.
ICDR Regulations: Apply to AIF investments in listed securities.
Stewardship Code: Mandates responsible investment in listed equities.
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