NISM 19C Alternative Investment Fund Managers Exam Notes

Page 16 Of 154

Go to:

  • Fund Policies: Policies on conflicts, valuation, and risk are clearly defined.
  • Due Diligence Process: Managers conduct thorough due diligence before investing.
  • Liquidity Management: AIFs manage liquidity to meet redemption or distribution needs.
  • Operational Risks: Include errors in valuation, accounting, or compliance.
  • Technology Use: AIFs leverage technology for portfolio management and reporting.

NISM 19C Alternative Investment Fund Managers

Copyright 2025 - MODELEXAM MODELEXAM®