NISM 19C Alternative Investment Fund Managers Exam Notes

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  • KYC/AML Compliance: AIFs must comply with KYC and AML regulations.
  • Side Pockets: Used to segregate illiquid assets with investor consent.
  • ESG Compliance: SEBI encourages ESG integration in investment decisions.
  • Fund Audits: Independent audits ensure financial and regulatory compliance.
  • Leverage Reporting: Category III AIFs must report leverage usage to SEBI.

NISM 19C Alternative Investment Fund Managers

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