NISM 19C Alternative Investment Fund Managers Exam Notes

Page 45 Of 154

Go to:

  • Operational Controls: Mitigate errors in accounting or reporting.
  • Due Diligence Reports: Provided to investors for transparency.
  • Risk Reviews: Conducted periodically to update risk management strategies.
  • Market Monitoring: Tracks market trends to anticipate risks.
  • Contingency Plans: Prepared for adverse market or operational events.

NISM 19C Alternative Investment Fund Managers

MODELEXAM MODELEXAM®