NISM 19C Alternative Investment Fund Managers Exam Notes

Page 7 Of 154

Go to:

  • Keyman Clause: Keyman clauses ensure continuity of fund management by key personnel.
  • Code of Conduct: AIF managers must adhere to SEBI’s code of conduct for ethical practices.
  • Conflict of Interest: Managers must disclose and manage conflicts of interest effectively.
  • Track Record: AIF managers must maintain a track record for investor evaluation.
  • Governance Structure: AIFs must have robust governance to ensure investor protection.

NISM 19C Alternative Investment Fund Managers

Copyright 2025 - MODELEXAM MODELEXAM®