NISM 19D Alternative Investment Fund Managers Certification Exam Notes

Page 10 Of 141

Go to:

  • Risk Assessment: Evaluating potential risks is critical before making investment decisions.
  • Market Participants’ Roles: Each participant (e.g., brokers, custodians) contributes to market functionality.
  • Regulatory Compliance: Adherence to SEBI guidelines ensures transparency and fairness.
  • Investment Returns: Comprise capital gains, dividends, and interest, adjusted for risk and inflation.
  • Securities Types: Defined under the Finance Act 2017, including shares, bonds, and derivatives.

NISM 19D Alternative Investment Fund Managers

MODELEXAM MODELEXAM®