NISM 19D Alternative Investment Fund Managers Certification Exam Notes

Page 72 Of 141

Go to:

  • Investor Rights: Include transparency, fair treatment, and grievance redressal.
  • Fund Governance: Ensures compliance with legal and regulatory norms.
  • Regulatory Compliance: Adherence to SEBI (AIF) Regulations is mandatory.
  • Side Letters: Provide special terms to specific investors, subject to disclosure.
  • Merchant Banker Agreement: Defines roles in fundraising and compliance.

NISM 19D Alternative Investment Fund Managers

MODELEXAM MODELEXAM®