NISM 19E Alternative Investment Fund Managers Certification Exam Notes
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Credit Risk: The risk of loss due to a borrower’s failure to repay a loan or meet contractual obligations.
Liquidity Risk: The risk of not being able to sell an investment quickly at its fair value due to lack of market demand.
Operational Risk: Stems from internal process failures, human errors, or external events affecting investment operations.
Market Participants: Include issuers, investors, intermediaries like brokers, and regulators who facilitate market operations.
Merchant Bankers: Act as intermediaries in securities issuance, providing advisory and underwriting services.
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