NISM 19E Alternative Investment Fund Managers Certification Exam Notes

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  • Distribution Agreements: Govern relationships with distributors for fund marketing.
  • Due Diligence: Conducted on sponsors, managers, and investments to mitigate risks.
  • Fund Structure: Can be trusts, LLPs, or companies, impacting taxation and governance.
  • Investment Restrictions: SEBI limits leverage and concentration for risk control.
  • Transparency: Mandatory disclosures ensure investor awareness of risks and fees.

NISM 19E Alternative Investment Fund Managers

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