NISM 19E Alternative Investment Fund Managers Certification Exam Notes

Page 93 Of 136

Go to:

  • Risk Management: Governance includes monitoring market and operational risks.
  • Valuation Norms: Independent valuation ensures accurate NAV reporting.
  • Fund Audits: Mandatory to verify financial and operational accuracy.
  • Investor Reporting: Periodic disclosures on performance, risks, and fees.
  • Definitive Agreements: Include PPM, trust deeds, and contribution agreements.

NISM 19E Alternative Investment Fund Managers

MODELEXAM MODELEXAM®