NISM 19E Alternative Investment Fund Managers Certification Exam Notes

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  • Regulatory Updates: SEBI circulars (e.g., 2021, 2023) refine governance rules.
  • Investor Suitability: Governance assesses investor risk appetite and goals.
  • Fund Closure: Governance oversees liquidation processes for close-ended funds.
  • Transparency: Mandatory disclosures ensure investor awareness of governance.
  • Due Diligence Process: Includes financial, legal, and operational checks on investments.

NISM 19E Alternative Investment Fund Managers

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