AML and CFT Provisions in Securities Markets Certification Exam Notes
Page 15 Of 82
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PMLA Scope: PMLA applies to individuals, companies, trusts, and other entities.
Proceeds of Crime: Property derived from scheduled offences is considered proceeds of crime.
Suspicious Transaction Definition: Suspicious transactions lack economic rationale or involve terrorism financing.
PMLA Enforcement: The Directorate of Enforcement investigates PMLA violations.
Client Identity Records: Entities must maintain client identity documents for compliance.
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AML and CFT Provisions in Securities Markets
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