AML and CFT Provisions in Securities Markets Certification Exam Notes
Page 21 Of 82
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Transaction Reporting: Cash transactions above ₹10 lakh require mandatory reporting.
Client Record Updates: Entities must periodically update client records for compliance.
PML Rules Objective: PML Rules, 2005, provide guidelines for implementing PMLA provisions.
Record Maintenance: Rule 3 mandates maintaining records of specified transactions.
Cash Transactions: All cash transactions above ₹10 lakh must be recorded.
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AML and CFT Provisions in Securities Markets
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