AML and CFT Provisions in Securities Markets Certification Exam Notes
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Bank Secrecy Act (BSA): The U.S. enacted the BSA in 1970, requiring financial institutions to report cash transactions over $10,000.
FATF Standards Update: FATF revised its standards in 2023 to address evolving money laundering techniques.
Indian AML Framework: India’s Prevention of Money Laundering Act (PMLA), 2002, combats the legalization of illegal proceeds.
FIU-IND Role: Financial Intelligence Unit-India (FIU-IND) receives, analyzes, and disseminates financial transaction reports.
Smurfing Technique: Smurfing involves breaking large illicit sums into smaller deposits below reporting thresholds.
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AML and CFT Provisions in Securities Markets
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