AML and CFT Provisions in Securities Markets Certification Exam Notes
Page 31 Of 82
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KYC Record Confidentiality: KYC records cannot be shared without authorization.
Digital KYC OTP: OTP verification serves as a client signature for KYC.
Group-Wide AML Programs: Groups must implement AML/CFT programs across entities.
Scheduled Offences: Scheduled offences under PMLA are listed in Parts A, B, and C.
Part A Offences: Part A includes serious crimes with no monetary threshold, e.g., under the Indian Penal & Narcotics Acts.
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AML and CFT Provisions in Securities Markets
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