AML and CFT Provisions in Securities Markets Certification Exam Notes
Page 44 Of 82
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VDA Compliance: VDA providers must implement AML/CFT/PF measures.
Terrorist Financing: Funds for terrorism may come from legal or illegal sources.
PMLA Compliance: Guidelines align with PMLA and PML Rules requirements.
FIU-IND Role: FIU-IND coordinates AML/CFT efforts nationally and globally.
Risk Management: SPs must manage ML/TF risks through robust policies.
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AML and CFT Provisions in Securities Markets
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