AML and CFT Provisions in Securities Markets Certification Exam Notes
Page 49 Of 82
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PMLA Alignment: Guidelines align with PMLA’s reporting requirements.
VDA Service Providers: VDA SPs have specific AML/CFT obligations.
Terrorist Financing Prevention: Guidelines aim to disrupt terrorist funding.
Client Due Diligence Timing: CDD is conducted at account opening and periodically.
FATF Monitoring: FATF monitors jurisdictions for AML/CFT compliance.
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AML and CFT Provisions in Securities Markets
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