AML and CFT Provisions in Securities Markets Certification Exam Notes
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BIS Guidelines: BIS issues guidelines on managing risks related to money laundering.
PMLA Scope: PMLA applies to financial institutions, intermediaries, and designated businesses.
AML Evolution: AML laws evolved post-9/11 to include combating terrorist financing.
Smurfing Risks: Smurfing avoids detection by keeping transactions below AML reporting limits.
Mule Account Control: Mule accounts are often controlled by third parties for illicit transactions.
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AML and CFT Provisions in Securities Markets
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