AML and CFT Provisions in Securities Markets Certification Exam Notes
Page 70 Of 82
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Client Risk Assessment: KYC processes assess client ML/TF risks.
Aadhaar e-KYC: e-KYC uses Aadhaar authentication services.
Non-Profit Registration: Non-profits require DARPAN Portal registration.
KYC Record Retrieval: Records must be easily retrievable for authorities.
Client Identification: KYC ensures intermediaries know their clients.
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AML and CFT Provisions in Securities Markets
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