AML and CFT Provisions in Securities Markets Certification Exam Notes
Page 77 Of 82
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SEBI Penalty Powers: Section 15HB of SEBI Act allows monetary penalties.
FIU-IND Orders: FIU-IND issues orders under Section 13 for violations.
Case Precedents: Penalties set precedents for AML compliance.
Paytm Violations: Paytm failed to discharge Chapter IV PMLA obligations.
Bybit Violations: Bybit violated multiple PMLA rules, leading to a high penalty.
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AML and CFT Provisions in Securities Markets
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