NISM Series XIII Common Derivatives Certification Exam Notes

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  • Position Limits Enforcement: Prevents excessive risk concentration.
  • SGF Adequacy: Reviewed periodically to ensure sufficiency.
  • Regulatory Compliance: Critical for clearing and settlement integrity.
  • Client Protection: Ensured through SGF and margin systems.
  • Cyber Security: CSCRF framework protects trading infrastructure.

NISM Common Derivatives

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