NISM Series XIII Common Derivatives Certification Exam Notes

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  • Market Surveillance: Prevents manipulative trading practices.
  • Bank Membership: Subject to RBI’s minimum prudential requirements.
  • SEBI’s Role: Protects investors and ensures market fairness.
  • FIMMDA’s Influence: Shapes fixed income market practices.
  • Regulatory Framework: Balances innovation and market stability.

NISM Common Derivatives

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