NISM Series XIII Common Derivatives Certification Exam Notes
Page 298 Of 303
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PoA Restrictions: Cannot be mandatory for account opening.
DDPI Benefits: Mitigates misuse of PoA.
KYC Compliance: Aligns with SEBI and AML regulations.
Risk Disclosure Document: Details market, liquidity, and leverage risks.
ODR Process: Includes conciliation before arbitration.
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