NISM Series XIII Common Derivatives Certification Exam Notes
Page 72 Of 303
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SEBI: Regulates derivatives markets to ensure transparency and fairness.
Securities Contracts (Regulation) Act: Governs securities and derivatives trading.
L.C. Gupta Committee: Developed regulatory framework for derivatives in India.
Trading Regulations: Ensure compliance with SEBI and exchange rules.
Clearing Corporation: Acts as legal counterparty for all derivative trades.
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