NISM Series XIII Common Derivatives Certification Exam Notes
Page 74 Of 303
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Stock Exchange Outages: Handled via extended trading hours or alternative venues.
Broker Inspections: Ensure compliance with SEBI regulations.
Membership Types: Include capital market and futures/options segments.
Net Worth Requirements: Minimum capital for derivatives trading members.
Non-Allowable Securities: Unlisted securities not accepted as collateral.
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