NISM Series XIII Common Derivatives Certification Exam Notes

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  • Broker Records: Inspected to ensure accurate books and compliance.
  • Membership Benefits: Allow trading and settlement in multiple segments.
  • Regulatory Framework: Ensures fair, transparent derivatives trading.
  • Client Fund Protection: Segregation prevents misuse by brokers.
  • Outage Management: Standardized procedures for exchange disruptions.

NISM Common Derivatives

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