NISM Series XIII Common Derivatives Certification Exam Notes

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  • Investor Safeguards: Protect against broker defaults and misconduct.
  • Membership Criteria: Include financial and operational standards.
  • Default Handling: Ensures market stability during member failures.
  • Exchange Coordination: Manages outages and trading continuity.
  • Client Margin Rules: Ensure upfront collection for risk management.

NISM Common Derivatives

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