NISM Series XIII Common Derivatives Certification Exam Notes
Page 92 Of 303
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Accounting for Margins: Tracks initial and MTM margins separately.
Investor Education: Critical for understanding derivatives risks.
Risk Disclosure Document: Explains mechanics and risks of derivatives trading.
Anti-Money Laundering (AML): Procedures to prevent illicit financial activities.
Know Your Client (KYC): Mandatory client identification and verification.
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