NISM Series XIII Common Derivatives Certification Exam Notes
Page 98 Of 303
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Complaint Resolution: Exchanges handle valid investor grievances.
Market Participant: Investors must approach for initial complaint resolution.
Frivolous Complaints: Vague or anonymous complaints not entertained.
Investor Awareness: Promotes informed decision-making in derivatives.
Regulatory Compliance: Intermediaries must follow SEBI guidelines.
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