NISM Series IV: Currency Derivatives Certification Exam Notes

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  • IPF Compensation: Limited to set per-investor caps.
  • ODR Fees: Non-refundable, vary by claim size.
  • PoA Limitations: Exclude off-market securities transfers.
  • DDPI Implementation: Enhances transparency in settlements.
  • KYC Norms: Include anti-money laundering compliance.

NISM Interest Rate Derivatives

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