NISM 10A Investment Adviser Level 1 Notes

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  • Risk Management: Managers use diversification and hedging to mitigate risks.
  • Regulatory Oversight: SEBI ensures compliance with investment and reporting norms.
  • Portfolio Transparency: Regular updates on holdings and performance provided to clients.
  • Fee Structure: Fixed or performance-based fees align manager and client interests.
  • Liquidity: PMS investments may have lock-in periods, reducing liquidity.

NISM 10A NISM Investment Adviser Level 1

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