NISM 10A Investment Adviser Level 1 Notes
Page 106 Of 181
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SEBI Compliance: Ensures fair practices and investor protection in PMS.
Performance Fees: Linked to portfolio returns, incentivizing managers.
Direct Equity Investment: PMS often includes direct stock holdings for customization.
Risk Disclosure: Managers must inform clients of investment risks.
Client Onboarding: Involves KYC, risk profiling, and agreement signing.
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NISM 10A NISM Investment Adviser Level 1
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