NISM 10A Investment Adviser Level 1 Notes

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  • Fund Structuring: AIFs use pooled structures for collective investments.
  • Regulatory Limits: Caps on investments in single entities to manage risk.
  • Manager Expertise: Critical for navigating complex alternative investments.
  • Portfolio Allocation: AIFs typically form a small portion of diversified portfolios.
  • Risk Disclosure: Managers must inform investors of inherent risks.

NISM 10A NISM Investment Adviser Level 1

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