NISM 10A Investment Adviser Level 1 Notes
Page 154 Of 181
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SCRA 1956: Governs securities contracts and stock exchanges for fair trading.
SEBI Act 1992: Establishes SEBI to regulate securities markets and protect investors.
Fraudulent Trade Regulations: SEBI’s 2003 rules prevent manipulative and unfair practices.
Intermediaries Regulations: SEBI’s 2008 rules govern brokers, advisers, and other intermediaries.
Insider Trading Regulations: SEBI’s 2015 rules prohibit trading on unpublished price-sensitive information.
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NISM 10A NISM Investment Adviser Level 1
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