NISM 10A Investment Adviser Level 1 Notes
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Ethical Conduct: Involves acting with integrity, honesty, and fairness in advisory services.
Ethics Importance: Builds trust, ensures client-centric advice, and enhances reputation.
Ethical Issues for Advisers: Include conflicts of interest and mis-selling products.
Ethical Dilemma: Situations where all options may involve some ethical violation.
Fiduciary Responsibility: Advisers must prioritize client interests above their own.
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NISM 10A NISM Investment Adviser Level 1
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