NISM 10A Investment Adviser Level 1 Notes
Page 167 Of 181
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Client Disclosure: Provide full information on risks and costs of investments.
Professional Integrity: Upholding ethical standards enhances adviser credibility.
Conflict Management: Disclose and mitigate conflicts to ensure fairness.
Client Education: Inform clients about investment risks and suitability.
Ethical Training: Advisers should undergo training to handle dilemmas.
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NISM 10A NISM Investment Adviser Level 1
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