NISM 10A Investment Adviser Level 1 Notes
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Consumer Protection Act: Protects consumers by addressing disputes over goods and services.
Investor Grievance System: Allows investors to resolve issues with financial product providers.
Robust Redress System: Ensures timely resolution of complaints with clear processes.
Grievance Sources: Must relate to SEBI-regulated products or intermediaries.
Complaint Timing: Must be filed within regulatory time limits to be actionable.
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NISM 10A NISM Investment Adviser Level 1
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