NISM 10A Investment Adviser Level 1 Notes

Page 38 Of 181

Go to:

  • Primary Markets: Enable companies to raise capital through IPOs and other public offerings.
  • Secondary Markets: Facilitate trading of issued securities, providing liquidity and price discovery.
  • SEBI Role: Regulates securities markets to protect investors and ensure fair practices.
  • RBI Functions: Oversees monetary policy and banking, influencing interest rates and liquidity.
  • IRDAI Oversight: Regulates insurance products, ensuring financial stability and consumer protection.

NISM 10A NISM Investment Adviser Level 1

Copyright 2025 - MODELEXAM MODELEXAM®