NISM 10A Investment Adviser Level 1 Notes

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  • Market Liquidity: Ensured by active trading and market makers quoting bid-ask prices.
  • Investor Protection: Regulations ensure transparency and fairness in market dealings.
  • Capital Formation: Financial markets channel savings into productive investments.
  • Market Segments: Include equity, debt, derivatives, and commodities, each serving different needs.
  • Intermediaries: Brokers, depositories, and registrars facilitate smooth market operations.

NISM 10A NISM Investment Adviser Level 1

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