NISM 10A Investment Adviser Level 1 Notes

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  • Primary Markets: Issue new securities like IPOs to raise capital for companies.
  • Secondary Markets: Trade existing securities, providing liquidity and price discovery.
  • IPO Process: Companies issue shares to public through primary markets, regulated by SEBI.
  • Secondary Market Role: Enables investors to buy/sell securities post-issuance, enhancing marketability.
  • Corporate Actions: Include dividends, bonus issues, stock splits, and rights issues impacting shareholders.

NISM 10A NISM Investment Adviser Level 1

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