NISM 10A Investment Adviser Level 1 Notes
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Liability Impact: Loans create repayment obligations, impacting future savings; loans for appreciating assets enhance wealth, while leveraging financial assets is riskier.
Financial Planning Process: Involves six steps: establishing client-planner relationship, gathering data, analyzing financial status, developing recommendations, implementing plans, and monitoring progress.
Client-Planner Relationship: Defines the scope and terms of engagement between the client and the financial planner.
Goal Definition: Clearly outlines future financial needs in terms of amount and timing to set actionable financial goals.
Financial Status Analysis: Assesses current income, expenses, assets, and liabilities to determine savings and investment capacity.
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NISM 10A NISM Investment Adviser Level 1
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