NISM 10A Investment Adviser Level 1 Notes
Page 59 Of 181
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Return Expectations: Guide selection of growth-oriented or income-focused investments.
Regulatory Framework: Investments are governed by SEBI, RBI, and other regulators.
Direct Investing: Buying securities like stocks or bonds through brokers or exchanges.
Pooled Investments: Mutual funds and ETFs pool funds for diversified exposure.
Alternative Investments: Include hedge funds and AIFs for sophisticated investors.
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NISM 10A NISM Investment Adviser Level 1
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