NISM 10A Investment Adviser Level 1 Notes

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  • Fixed Income Allocation: Balances risk and return in portfolio construction.
  • Derivatives Basics: Contracts deriving value from underlying assets like stocks or commodities.
  • Underlying Concepts: Include leverage, hedging, and speculation driving derivative use.
  • Derivative Types: Include futures, options, forwards, and swaps, each with unique features.
  • Derivative Markets: Comprise exchange-traded (standardized) and OTC (customized) markets.

NISM 10A NISM Investment Adviser Level 1

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