NISM 10A Investment Adviser Level 1 Notes

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  • Interval Funds: Combine features of open- and close-ended funds, with periodic redemption.
  • Exchange-Traded Funds (ETFs): Trade like stocks on exchanges, tracking indices or assets.
  • Regulatory Framework: SEBI regulates mutual funds for investor protection and transparency.
  • Mutual Fund Products: Include equity, debt, hybrid, and thematic funds for varied goals.
  • Investment Options: Offer growth, dividend, or dividend reinvestment plans.

NISM 10A NISM Investment Adviser Level 1

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