NISM 10A Investment Adviser Level 1 Notes

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  • STP Strategy: Transfers funds between schemes to optimize returns or reduce risk.
  • Fund Selection: Based on investor goals, risk tolerance, and investment horizon.
  • Performance Tracking: Regular review of fund performance against benchmarks.
  • Risk Profiles: Funds categorized as low, moderate, or high risk by SEBI.
  • Tax Implications: Capital gains and dividends taxed based on holding period.

NISM 10A NISM Investment Adviser Level 1

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